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    • Deetra Tesla-Koch
    • Darren Whissen
    • Lance Huntley
    • Burton Brown
    • Roland Quast
    • Kory Razaghi

  • Who We Serve

  • Our Solutions

    • Direct Investment Bootcamp
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    • Adviser Sales Training
    • Ongoing Sub-Advisory Services
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    • Ongoing RIA Compliance Services
    • B/D Initial Registration
    • Ongoing B/D Compliance Services
    • Investment Sponsor Consulting

  • Why Direct Investments?

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    RESOURCES

    Useful Websites
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    FINRA

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    CRD

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    NYSE Manual

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    SEC

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    IA Search

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    IARD

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    FINRAs Fidelity Bond and Insurance Company

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    Prometric Testing Center

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