New AML Rules Are Coming. Is Your RIA Ready for 2026?
FinCEN now requires RIAs to implement full AML/CFT programs under the Bank
Secrecy Act. Aliso Solutions can help you prepare — before regulators come knocking.
What's Changing
Starting January 1, 2026, RIAs and Exempt Reporting Advisers must comply with new anti-money laundering (AML) rules under FinCEN’s expanded definition of “financial institution.” The SEC will oversee enforcement.
You’ll be required to:
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Implement a written, risk-based AML/CFT program
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Designate one or more AML compliance officers
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Provide ongoing employee training
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Conduct independent testing
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Establish risk-based customer due diligence
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File SARs and comply with the Travel Rule
How We Help
At Aliso Solutions, we specialize in compliance for RIAs, broker-dealers, and private
fund sponsors.
We offer:
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AML Program Design
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Tailored to your risk profile, operations, and client base.
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Independent Testing & Audits
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Third-party assessments that meet SEC expectations.
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Training & Documentation
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Custom training programs and implementation materials.
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Ongoing Support
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Acting as your outsourced AML partner or supporting your internal team.
What's At Stake
Failing to implement a compliant AML program could result in:
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Deficiencies in your next SEC exam
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Reputational damage with clients and allocators
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Delays or issues in fund onboarding and operations
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Get ahead of the deadline — and set a new standard for risk oversight.
Free Resources
Download our AML Readiness Checklist
Know exactly what your firm needs to prepare for the January 2026 deadline.
Ready to talk?
Schedule a free strategy call to discuss your firm’s AML compliance path.
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We’ll answer your questions, review your current posture, and outline your next steps.